•The Commission has identified a number of regulatory concerns with respect to private funds and discretionary accounts, in particular, funds with concentrated, illiquid and interconnected investments.
•The Commission has...more
8/18/2017
/ Asset Management ,
Best Practices ,
Code of Conduct ,
Conflicts of Interest ,
Hong Kong Securities and Futures Commission (HKSFC) ,
Investment Funds ,
Investor Protection ,
New Circular ,
Private Funds ,
Risk Management ,
Senior Managers ,
SFC
Market participants are currently only required to report short positions in 138 SEHK-listed securities (in accordance with the list of specified shares published by the Securities and Futures Commission (SFC) on 10 February...more
The Hong Kong Securities and Futures Commission (SFC) issued a consultation paper titled “Consultation Paper on the Proposed Amendments to the Professional Investor Regime and the Client Agreement Requirements on 15 May 2013”...more