Conor McAleese

Conor McAleese

A&O Shearman

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UK FCA and PRA proposals for improving D&I: Senior Manager responsibility and oversight

The latest proposals for improving diversity and inclusion in the UK financial services sector, published by the Financial Conduct Authority and Prudential Regulation Authority, include changes that will impact Senior Manager...more

12/15/2023  /  Banking Sector , Diversity , Diversity and Inclusion Standards (D&I) , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Financial Services Industry , Policies and Procedures , Prudential Regulation Authority (PRA) , Senior Managers , UK

DI in FS - senior management responsibilities and oversight

The Financial Conduct Authority (FCA) and Prudential Regulation Authority’s (PRA) recent proposals demonstrate a divergence in approach when it comes to individual accountability and expectations of senior management in...more

12/15/2023  /  Banking Sector , Diversity , Diversity and Inclusion Standards (D&I) , Enforcement Actions , Financial Conduct Authority (FCA) , Financial Regulatory Reform , Policies and Procedures , Prudential Regulation Authority (PRA) , Regulatory Oversight , Senior Managers
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