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CFTC Division of Enforcement Publishes New Civil Monetary Penalty Guidance

In a memorandum dated May 20, 2020, the Commodity Futures Trading Commission’s (CFTC) Division of Enforcement issued guidance outlining factors that CFTC staff will consider when recommending civil monetary penalties (CMPs)...more

CFTC Chairman Giancarlo Reaffirms Commitment to Aggressive Enforcement Efforts

On October 2, 2018, in a speech to the Economic Club of Minnesota in Minneapolis, Commodity Futures Trading Commission (CFTC) Chairman J. Christopher Giancarlo forcefully emphasized the agency’s commitment to an active...more

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