Proposed reforms for SME Growth Markets -
On 24 May 2018, the Commission published a proposal for a regulation which seeks to make technical amendments to certain provisions of the Market Abuse Regulation and the...more
6/8/2018
/ Capital Markets ,
Corporate Governance ,
Corporate Liability ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
MiFID II ,
MLD5 ,
Money Laundering ,
Parent Corporation ,
PDMR ,
Small and Medium-Sized Enterprises (SMEs) ,
Subsidiaries
A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law....more
1/23/2018
/ AIM ,
Capital Markets ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
EU Prospectus Regime ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Regulatory Oversight ,
RTS ,
Small and Medium-Sized Enterprises (SMEs)
Hogan Lovells Guide to the eligibility requirements and continuing obligations of admitting securities to the Premium, Standard and High Growth segments of the Main Market and AIM – (updated as at 1 January 2018).
...more
A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law. ...more
12/19/2017
/ AIM ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Listing Rules ,
MiFID II ,
Regulatory Oversight ,
Small and Medium-Sized Enterprises (SMEs) ,
Takeovers ,
UK
A monthly newsletter covering topics of interest in the field of UK corporate law including mergers and acquisitions, listed companies, equity capital markets, corporate governance and general company law.
...more
11/7/2017
/ AIM ,
Corporate Governance ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
EU Prospectus Regime ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Markets ,
Financial Transactions ,
Initial Public Offering (IPO) ,
Legal Entity Identifiers ,
Listing Standards ,
London Stock Exchange ,
Market Abuse ,
MiFID II ,
Regulatory Standards ,
Takeovers ,
UK
FCA bans firms' use of restrictive contractual clauses for future primary market services -
On 27 June 2017, the Financial Conduct Authority (FCA) published its Policy Statement PS17/13 'Investment and corporate banking:...more
7/10/2017
/ Capital Markets ,
Capital Markets Union ,
Contract Terms ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
European Commission ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Financial Markets ,
MLD4 ,
Person with Significant Control (PSC Register) ,
Prospectus ,
Standard Contractual Clauses
A new era for the UK's capital markets? FCA publishes proposals to reform the UK's capital markets and IPO process -
The FCA has published a package of measures to reshape and enhance the UK's primary markets. These are...more
3/14/2017
/ Capital Markets ,
EU ,
EU Market Abuse Regulation (EU MAR) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Institutions ,
Initial Public Offering (IPO) ,
Prospectus ,
Shareholder Votes ,
Takeovers ,
UK