With environmental, social, and governance (ESG) principles garnering increased attention in corporate circles in recent years, there has been an accompanying rise in demand for analytical products that evaluate companies’...more
5/21/2024
/ Asset Management ,
Conflicts of Interest ,
Corporate Governance ,
Diversity and Inclusion Standards (D&I) ,
Environmental Social & Governance (ESG) ,
Investors ,
Private Equity Funds ,
Regulatory Agenda ,
Retail Investors ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Stakeholder Engagement
Welcome to this week’s issue of AI: The Washington Report, a joint undertaking of Mintz and its government affairs affiliate, ML Strategies.
This issue covers recent statements by US Securities and Exchange Commission...more
The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial services providers. A recent Mintz client alert discussed newly proposed rules for...more
10/2/2023
/ Artificial Intelligence ,
Bias ,
Broker-Dealer ,
Conflicts of Interest ,
Data Privacy ,
Enforcement ,
Intellectual Property Protection ,
Investment Adviser ,
Predictive Analytics ,
Proposed Rules ,
Securities and Exchange Commission (SEC)
Welcome to this week’s issue of AI: The Washington Report, a joint undertaking of Mintz and its government affairs affiliate, ML Strategies. The accelerating advances in artificial intelligence (“AI”) and the practical,...more
9/29/2023
/ Algorithms ,
Artificial Intelligence ,
Bias ,
Broker-Dealer ,
Conflicts of Interest ,
Data Privacy ,
Enforcement Actions ,
Financial Promotions ,
Financial Stability Acts ,
Intellectual Property Protection ,
Investment Adviser ,
Predictive Analytics ,
Private Funds ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC)