Welcome to this week’s issue of AI: The Washington Report, a joint undertaking of Mintz and its government affairs affiliate, ML Strategies.
This issue covers recent statements by US Securities and Exchange Commission...more
My last note touched on a recent SEC rule proposal regarding Predictive Data Analytics, and a speech by Chair Gary Gensler highlighting a number of AI-related concerns. The SEC’s interest in the use of AI does not appear...more
The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial services providers. A recent Mintz client alert discussed newly proposed rules for...more
10/2/2023
/ Artificial Intelligence ,
Bias ,
Broker-Dealer ,
Conflicts of Interest ,
Data Privacy ,
Enforcement ,
Intellectual Property Protection ,
Investment Adviser ,
Predictive Analytics ,
Proposed Rules ,
Securities and Exchange Commission (SEC)