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Planning Strategies for Horse Racing Partnership Managers

Racing partnerships are of great value to the horse industry as they increase participation and bring new fans to the sport while lowering both costs and risk exposure....more

Private Investment Funds: Assess Your Structures and Prepare for Corporate Transparency Act Compliance

Beginning January 1, 2024, companies created or registered in the United States will have to report information about their ownership to the Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of...more

The SEC Shortens the Time to Report Going Long

The Securities and Exchange Commission (SEC) has implemented rule revisions governing beneficial ownership reporting under Section 13(d) and 13 (g) of the Securities Exchange Act of 1934. The SEC also elaborated on its stance...more

Disclose for Declination – DOJ Announces New Safe Harbor Policy for Voluntary Disclosures in Mergers & Acquisitions

The Department of Justice (DOJ) hopes to incentivize timely disclosure of misconduct uncovered during the M&A process with the announcement of a Department-wide Safe Harbor policy on October 4, 2023. The policy, which applies...more

SEC Adopts Significant New Rules for Private Fund Advisers

The SEC adopted new and amended rules that will have a substantial impact on investment advisers to private funds. The SEC has adopted new and amended rules under the Investment Advisers Act of 1940 (Advisers Act)...more

More Disclosures Required for Public Companies with the SEC’s New Cybersecurity Rules

The SEC has adopted final rules requiring public companies subject to the reporting requirements of the Securities Exchange Act of 1934, to disclose material cybersecurity incidents and material information regarding their...more

Regula Interruptus – Share Repurchase Disclosure Rule Delayed?

The SEC has published its final rule for the modernization of share repurchase disclosures. The final rule will require additional details of an issuer’s share repurchase activity. Unlike the previous requirements for share...more

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