The Ontario Capital Markets Tribunal (Tribunal) recently dismissed enforcement proceedings brought against several respondents by the Ontario Securities Commission (Commission) in Cormark Securities Inc (Re). The Commission...more
11/12/2024
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Canadian Free Trade Agreement (CFTA) ,
Capital Markets ,
Financial Services Industry ,
Illegal Activity ,
Ontario ,
Ontario Securities Commission (OSC) ,
Private Placements ,
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Public Interest ,
Restricted Stocks ,
Securities Regulation ,
Short Sales ,
Tribunals
The Superior Court of Québec recently published its reasons1 approving Canada’s second remediation agreement under the Criminal Code, Canada’s version of a deferred prosecution agreement (DPA). In his reasons, Justice Marc...more
Join us for our second Summit on International Investigations and White Collar Defence on May 26 in Montréal. Featuring experts from around the world, including former U.S. AG Loretta Lynch, this unique event brings together...more
Davies has submitted a comprehensive comment letter on a new Capital Markets Act (CMA) proposed by the Ontario Ministry of Finance, on the recommendation of the Capital Markets Modernization Taskforce, to replace the Ontario...more