Edward Dartley

K&L Gates LLP

+ Follow Contact

Latest Posts › Asset Management

Share:

The US Corporate Transparency Act: Practical Considerations for Private Fund Sponsors as the Effective Date Approaches

Earlier this year, the US Congress passed the Corporate Transparency Act (CTA). The CTA will require thousands of privately held US and non-US entities to report beneficial ownership to the US Treasury Department’s Financial...more

12/12/2023 / Asset Management , Beneficial Owner , Corporate Transparency Act , Exemptions , FinCEN , Investment Adviser , Pooled Investment Vehicles , Private Funds , Reporting Requirements , Securities and Exchange Commission (SEC)

Emerging and Mid-Sized Managers: Preparing for the FTC's Proposal to Eliminate Non-Competes

On 5 January 2023, the Federal Trade Commission (the FTC) published a proposed rule (the “Proposed Rule”) that would broadly ban companies from entering into noncompete agreements with their workers, rescind substantially all...more

5/15/2023 / Asset Management , Employment Contract , Federal Trade Commission (FTC) , FTC Act , Non-Compete Agreements , Private Equity , Proposed Rules , Restrictive Covenants

To SPAC or Not to SPAC: A Continuing Conversation with Mid-Sized PE Fund Managers about the SPAC Process (Part II)

An Introduction to the SPAC IPO Process: In our initial alert (Part I), we provided an overview of key considerations for private equity (PE) mid-sized and emerging managers when deciding whether to launch a SPAC. In this...more

4/23/2021 / Asset Management , Fund Managers , Initial Public Offering (IPO) , Investment , Investors , Special Purpose Acquisition Companies (SPACs)

To SPAC or Not to SPAC – Key Considerations for Mid-Sized Private Equity Managers

SPAC initial public offerings (IPOs) were all the rage in 2020, and they have picked up even more steam in 2021—reaching new heights. Private equity sponsors have emerged as key players in the SPAC sponsorship space, and...more

4/2/2021 / Acquisitions , Asset Management , Initial Public Offering (IPO) , Investment , Investors , Private Equity , Special Purpose Acquisition Companies (SPACs)

4 Results

View per page

Page: of 1