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Rule 506(c) Unchained? The SEC Loosens Requirements for Advertising in Private Capital Raises

On 12 March 2025, the US Securities and Exchange Commission (SEC) staff issued a no-action letter that provides private fund sponsors with a concrete, streamlined approach to relying on Rule 506(c), based on minimum...more

The US Corporate Transparency Act: Practical Considerations for Private Fund Sponsors as the Effective Date Approaches

Earlier this year, the US Congress passed the Corporate Transparency Act (CTA). The CTA will require thousands of privately held US and non-US entities to report beneficial ownership to the US Treasury Department’s Financial...more

SEC Proposes Significant New Rules for Private Fund Advisers

The Securities and Exchange Commission (the SEC) on 9 February 2022 proposed new rules and amendments (collectively, the Proposed Rules) under the Investment Advisers Act of 1940, as amended (the Advisers Act)....more

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