On May 4, Securities and Exchange Commission Chairman Jay Clayton and Rebecca Olsen, Director of the SEC’s Office of Municipal Securities, issued a statement entitled “The Importance of Disclosure for our Municipal Markets”1...more
On February 15, 2018, the Municipal Securities Rulemaking Board (“MSRB”) published Notice 2018-03, requesting comment on draft frequently asked questions and proposed responses (“FAQs”). The draft FAQs address duties of...more
The impact of tax reform is on the minds of many. While there are currently many unknowns, municipal issuers and conduit borrowers (collectively, “obligated persons”) should consider whether changes in tax law could impact...more
12/6/2017
/ Broker-Dealer ,
Disclosure Requirements ,
Due Diligence ,
EMMA ,
Investors ,
Materiality ,
MSRB ,
Municipal Securities Issuers ,
Municipal Securities Market ,
Securities and Exchange Commission (SEC) ,
Tax Reform ,
Voluntary Disclosure