This memorandum summarizes key U.S. Securities and Exchange Commission (“SEC”) and stock exchange regulatory filing deadlines, new disclosure requirements and general tips and guidance for both U.S. domestic issuers and for...more
12/24/2024
/ Annual Reports ,
Artificial Intelligence ,
Beneficial Owner ,
Board of Directors ,
China ,
Clawbacks ,
Climate Change ,
Cryptoassets ,
Cybersecurity ,
Disclosure Requirements ,
Diversity ,
Economic Sanctions ,
EDGAR ,
Enrollment ,
Equity Securities ,
Executive Compensation ,
Filing Deadlines ,
Final Rules ,
Foreign Private Issuers ,
GAAP ,
Insider Trading ,
Interest Rates ,
Middle East ,
Military Conflict ,
Non-GAAP Financial Measures ,
Policies and Procedures ,
Price Inflation ,
Reporting Requirements ,
Russia ,
Securities and Exchange Commission (SEC) ,
Shareholder Meetings ,
Stock Exchange ,
Stock Options ,
Ukraine ,
XBRL Filing Requirements
This memorandum is for our Capital Markets clients in anticipation of the upcoming annual reporting and shareholder meeting season for 2024. Below you will find key filing deadlines, new disclosure requirements, and general...more
12/22/2023
/ 10b5-1 Plans ,
Annual Reports ,
Beneficial Owner ,
Clawbacks ,
Cooling-Off Rule ,
Corporate Officers ,
Cyber Incident Reporting ,
Cybersecurity ,
Directors ,
Disclosure Requirements ,
Diversity and Inclusion Standards (D&I) ,
Filing Deadlines ,
Foreign Private Issuers ,
Insider Trading ,
MNPI ,
Regulation S-K ,
Reporting Requirements ,
Safe Harbors ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Shareholder Meetings ,
Stock Repurchases
The U.S. Securities and Exchange Commission (the “SEC”) has adopted amendments and updated disclosure requirements that are to be included in a reporting company’s annual report on Form 10-K or 20-F. The SEC has also proposed...more
2/7/2023
/ Clawbacks ,
Climate Change ,
Coronavirus/COVID-19 ,
Cybersecurity ,
Disclosure Requirements ,
Diversity and Inclusion Standards (D&I) ,
EDGAR ,
Environmental Social & Governance (ESG) ,
Financial Reporting ,
Financial Statements ,
Form 10-K ,
Form 20-F ,
Greenhouse Gas Emissions ,
Human Capital ,
Interest Rates ,
Internal Controls ,
Nasdaq ,
Popular ,
Price Inflation ,
Proposed Amendments ,
Proposed Rules ,
Risk Factors ,
Risk Management ,
Russia ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Supply Chain ,
Ukraine
On October 26, 2022, the Securities and Exchange Commission (the “SEC”), implementing a requirement of the Dodd-Frank Act, adopted a final rule requiring the recovery of erroneously awarded incentive-based executive...more
11/10/2022
/ Annual Reports ,
Clawbacks ,
Compensation ,
Disclosure Requirements ,
Dodd-Frank ,
Executive Compensation ,
Financial Statements ,
Incentive Compensation ,
Investment Companies ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934