Eric Swibel

Eric Swibel

Latham & Watkins LLP

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Multitudes, Multitudes: The SEC’s Asset Management Unit Delivers Important Messages for Investment Advisers

The SEC signals continued scrutiny of asset management firms for all manner of violations — including technical violations first identified in exams. On February 26, Julie Riewe, the Co-Chief of the SEC’s Asset...more

4/13/2015  /  Asset Management , Conflicts of Interest , Hedge Funds , Investment Management , OCIE , Securities and Exchange Commission (SEC)
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