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Will Award-Seeking Whistleblower Lawyers Be Caught Between Conflicting SEC and State Ethics Rules?

Lawyers blowing the whistle on issuer clients might be “rewarded” with state bar investigations for possible breaches of their duty of confidentiality. Introduction - Every issuer of securities is a repository...more

SEC Issues First Large Award in Whistleblower Program

$14 million awarded to unidentified whistleblower in unidentified enforcement action. On October 1, 2013, the US Securities and Exchange Commission announced that it expects to pay more than $14 million to a...more

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