The legislation - passed via the first congressional override of the Trump presidency - extends the SEC’s ability to obtain disgorgement for violations of federal securities laws.
Key Points:
..As amended, the...more
1/4/2021
/ Congressional Override ,
Disgorgement ,
Enforcement Actions ,
Equitable Relief ,
Kokesh v SEC ,
Liu v Securities and Exchange Commission ,
Look-Back Measurement Period ,
NDAA ,
Presidential Veto ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Statute of Limitations
Ruling holds that the government cannot use conspiracy and accomplice liability theories to reach foreign nationals that lack US ties.
Key Points:
..Non-resident foreign nationals who are not otherwise subject to direct...more
This update analyzes the trends and patterns in the Consumer Financial Protection Bureau’s publicly available enforcement actions.
Leveraging the analysis in our December 2014 White Paper, CFPB Enforcement by the Numbers...more
2/5/2016
/ Consumer Financial Protection Bureau (CFPB) ,
Debt Collection ,
Discriminatory Lending Practices ,
Enforcement Actions ,
FDCPA ,
Military Service Members ,
Misrepresentation ,
Mortgages ,
RESPA ,
Telecommunications ,
Telemarketing Sales Rule ,
Truth in Lending Act (TILA) ,
UDAAP
A substantive and statistical analysis of the Consumer Financial Protection Bureau’s 62 publicly available enforcement actions to date reveals preliminary trends and patterns.
Established in 2011 in the wake of the...more