Geoffrey Anghelone

Geoffrey Anghelone

Goodwin

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Financial Services Weekly News: SEC Proposes New Derivatives Rule

In This Issue. The Securities and Exchange Commission (SEC) proposed a rule that would permit funds to enter into derivative and certain other transactions, notwithstanding leverage restrictions under the Investment Company...more

12/6/2019  /  Consumer Financial Protection Bureau (CFPB) , Derivatives , Enforcement Actions , FDIC , Financial Services Industry , Hemp , Investment Management , Marijuana Related Businesses , Securities and Exchange Commission (SEC)
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