BaFin, the German Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht) last year eased its administrative practice with respect to loan origination and loan restructuring activities of...more
7/12/2016
/ AIF ,
AIFM ,
BaFin ,
Direct Lending ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Services Industry ,
Germany ,
Investment Funds ,
Investment Management ,
Loan Origination Funds ,
Member State ,
Risk Management
BaFin Issues Announcement on Fair Treatment of Investors -
BaFin issued an announcement on the fair treatment of investors with regard to information on portfolio data on 13 November 2015. According to the German...more
Implementation of the European Transparency Directive 2013/50/EU in Germany -
All market participants investing in German stocks and other equity shares with voting rights traded on an exchange will be subject to new...more
10/9/2015
/ AIF ,
Alternative Investment Fund Managers Directive (AIFMD) ,
Asset Management ,
BaFin ,
EU ,
EU Transparency Directive ,
European Securities and Markets Authority (ESMA) ,
Germany ,
Investment Adviser ,
Investment Funds ,
UCITS
German Federal Council Passes Retail Investors Protection Act -
The German Federal Council approved the Retail Investors Protection Act on 12 June 2015 which will enter into force in the near future. The Act is designed...more