Isaac Gilmore

K&L Gates LLP

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Australia: Full Federal Court Finds in Favour of ASIC Appeal Concerning the Scope of the “Authorised Representative” Exemption

The Full Federal Court (the Court) has ruled in favour of the Australian Securities and Investments Commissions’ (ASIC) appeal as to whether BPS Financial Pty Ltd (BPS) could rely on the ‘authorised representative’ exemption...more

6/16/2025  /  Appeals , ASIC , Australia , Consumer Financial Products , Financial Services Industry , Licensing Rules , Securities Regulation
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