James Matarese

Goodwin

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SEC Charges Officers, Directors, Stockholders and Companies for Failure to Timely File Reports Under Sections 13 and 16 of the...

The director of the SEC’s Division of Enforcement, Andrew Ceresney, said that using quantitative analytics the SEC has identified various individuals and companies with especially high rates of filing deficiencies and...more

9/25/2014 / Board of Directors , Compliance , Corporate Officers , Enforcement , Filing Requirements , Professional Liability , Securities and Exchange Commission (SEC) , Securities Exchange Act

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James Matarese

Goodwin

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Latest Posts › Corporate Officers

SEC Charges Officers, Directors, Stockholders and Companies for Failure to Timely File Reports Under Sections 13 and 16 of the...

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