On March 6, 2024, the Securities and Exchange Commission (the “SEC”) adopted final climate disclosure rules (the “Final Rules”)1 to take effect as early as the beginning of the 2025 fiscal year. On April 4, 2024, the SEC...more
7/11/2024
/ Climate Change ,
Disclosure Requirements ,
Final Rules ,
Financial Statements ,
Governance Standards ,
Greenhouse Gas Emissions ,
Regulation S-K ,
Risk Management ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934
Clawback Rules. As previously discussed in last Winter’s Corporate Communicator, the Securities and Exchange Commission (“SEC") adopted final rules in October 2022 directing the NYSE and Nasdaq to adopt listing standards that...more
1/2/2024
/ 10b5-1 Plans ,
401k ,
Audits ,
Beneficial Owner ,
Clawbacks ,
Climate Change ,
Compliance ,
Cooling-Off Rule ,
Cybersecurity ,
Disclosure Requirements ,
EDGAR ,
Environmental Social & Governance (ESG) ,
Final Rules ,
Form 10-K ,
Glass Lewis ,
Incentive Compensation ,
Insider Trading ,
Institutional Shareholder Services (ISS) ,
Nasdaq ,
NYSE ,
Passive Investments ,
Popular ,
Price Inflation ,
Quarterly Report ,
Regulation S-K ,
Reporting Requirements ,
Risk Management ,
Rule 10D-1 ,
Rule 14a-8 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Stock Repurchases ,
Supply Chain
COVID-19 Considerations. As companies prepare their annual reports, they should consider refreshing their various disclosures about COVID-19. Particular attention should be given to COVID-19 disclosures in the MD&A, Risk...more
1/3/2022
/ Coronavirus/COVID-19 ,
Cybersecurity ,
Environmental Social & Governance (ESG) ,
Form 10-K ,
Human Capital ,
Labor Shortage ,
MD&A Statements ,
Non-GAAP Financial Measures ,
Regulation S-K ,
Risk Factors ,
Securities and Exchange Commission (SEC) ,
Supply Chain ,
Supply Shortages
Disclosure Simplification (New Rules in Place). In March 2019, the Securities and Exchange Commission (“SEC”) adopted certain amendments as part of its continuing efforts to modernize and simplify provisions of Regulation...more
1/6/2020
/ Corporate Governance ,
Department of Justice (DOJ) ,
Disclosure Requirements ,
Electronic Filing ,
Enforcement Actions ,
Form 10-K ,
GAAP ,
MD&A Statements ,
Mylan Pharmaceuticals ,
Non-GAAP Financial Measures ,
Publicly-Traded Companies ,
Regulation S-K ,
Regulation S-X ,
Securities and Exchange Commission (SEC) ,
XBRL Filing Requirements
SEC Adopts Final Rules for Disclosure of Hedging Policies. On December 18, 2018, the SEC approved final rules regarding the disclosure of a company’s hedging practices or policies, as mandated by the Dodd-Frank Act. This...more
12/26/2018
/ Corporate Governance ,
Disclosure Requirements ,
Dodd-Frank ,
Final Rules ,
GAAP ,
MD&A Statements ,
Proposed Amendments ,
Proxy Season ,
Proxy Statements ,
Publicly-Traded Companies ,
Regulation S-K ,
Reporting Requirements ,
SASB ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Shareholder Proposals ,
Shareholders ,
Smaller Reporting Companies
2014 ANNUAL MEETING SEASON -
Dear clients and friends,
We present to you our traditional year-end issue of Snell & Wilmer’s Corporate Communicator to help you prepare for the upcoming annual report and proxy...more
12/30/2013
/ Annual Meeting ,
Annual Reports ,
Chief Compliance Officers ,
Compliance ,
Conflict Mineral Rules ,
Corporate Counsel ,
Corporate Governance ,
Dodd-Frank ,
Executive Compensation ,
Nasdaq ,
NYSE ,
Pay Ratio ,
Proxy Season ,
Regulation S-K ,
Securities and Exchange Commission (SEC) ,
Shareholders ,
Year-End Planning