Jeffrey Pititto

Jeffrey Pititto

K&L Gates LLP

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SEC Expands Nonpublic Review Process for Draft Registration Statements

On 3 March 2025, the Division of Corporation Finance of the Securities and Exchange Commission (the SEC) announced that it is expanding the scope of availability for companies to submit draft registration statements for...more

3/18/2025  /  Capital Markets , Disclosure Requirements , Filing Requirements , Financial Markets , Initial Public Offering (IPO) , Publicly-Traded Companies , Regulatory Requirements , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation

SEC Adopts Amendments to Rule 10b5-1 Insider Trading Plans and Related Matters

Overview - On 14 December 2022, the Securities and Exchange Commission (the SEC) adopted amendments to Rule 10b5-1 of the Securities Exchange Act of 1934 addressing concerns that insiders and issuers have in the past been...more

12/26/2022  /  Capital Markets , Disclosure Requirements , Insider Trading , Investors , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Trading Plans
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