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SEC Proposal for Limited Exemption from Broker-Dealer Registration

On October 7, 2020, the Securities and Exchange Commission (the “SEC”) proposed a limited, conditional exemption from the broker registration requirements of Section 15(a) of the Securities Exchange Act of 1934 (the “Exchange...more

The Dangers of Using Finders in Early Stage Financing Transactions

Early stage companies almost always lack two critical resources: time and money. Not only do they barely have enough time to run the business, but they definitely don’t have the time to raise the cash necessary to fund...more

Food and Beverage Startups, Don’t Pitch Investors Without These 9 Data Points

Investors in food and beverage brands are thinking about whether the brand will gain consumer traction, whether the team can lead it to extreme high growth, and whether there is a market for acquisition within the larger...more

Emerging Company Essentials: Getting Paid – Legal Update from Jeremy Halpern and John Loughnane

Jeremy Halpern, a partner and co-chair of the firm’s Emerging Companies Group, and John Loughnane, a partner in Nutter’s Corporate and Transactions Department, authored a guide for emerging companies entitled “Emerging...more

Food and Beverage Companies: Get the Dish on Commercial Agreements: Insights from Nutter’s Jeremy Halpern

Jeremy Halpern, a partner in Nutter’s Food and Beverage Group and the Director of Business Development for the firm’s Emerging Companies Group, discussed commercial agreements in the food and beverage industry in Nutter...more

Innovation to Funding: What Startups Need to Know

What factors should startups emphasize when touting their competitive advantage? Jeremy Halpern: Educating investors and customers on where your particular solution fits within the competitive landscape helps to shine a...more

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