On May 28, 2025, the U.S. Department of Labor (“DOL”) provided updated guidance on two employee benefit plan-related investment areas: (1) cryptocurrency and (2) environmental, social, and governance (“ESG”) investing....more
6/2/2025
/ 401k ,
Biden Administration ,
Cryptocurrency ,
Department of Labor (DOL) ,
Employee Benefits ,
Environmental Social & Governance (ESG) ,
Investment ,
Regulatory Reform ,
Retirement Plan ,
Rulemaking Process ,
Trump Administration
Investment managers who manage private employee benefit plan and individual retirement account (collectively, “Plan”) assets have long relied on Prohibited Transaction Class Exemption 84-14 (commonly referred to as the “QPAM...more
4/9/2024
/ Criminal Convictions ,
Department of Labor (DOL) ,
Employee Retirement Income Security Act (ERISA) ,
Federal Register ,
Internal Revenue Code (IRC) ,
Investment Management ,
IRS ,
Notification Requirements ,
QPAM ,
Recordkeeping Requirements ,
Registration Requirement ,
Retirement ,
Willful Misconduct