At-the-market (ATM) offering programs continue to provide public real estate investment trusts (REITs) and other issuers an efficient means of raising capital over time by allowing a listed company to tap into the existing...more
The discussion draft of a new crypto market infrastructure bill proposes a new regulatory framework based on shared jurisdiction between the CFTC and SEC, expanded CFTC authority, and new SEC exemptions for token sales and...more
5/16/2025
/ Blockchain ,
CFTC ,
Cryptocurrency ,
Digital Assets ,
Discussion Draft ,
FinTech ,
Market Infrastructure ,
Proposed Legislation ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Token Sales
Regulatory shifts are creating new opportunities in exchange-traded products and public capital markets for digital asset companies....more
4/22/2025
/ Bitcoin ,
Capital Markets ,
Cryptocurrency ,
ETFs ,
Ethereum ,
FinTech ,
Initial Public Offering (IPO) ,
Investment Funds ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Trump Administration
On October 28, the Securities and Exchange Commission (the “SEC”) adopted Rule 18f-4 (the “Rule”) under the Investment Company Act of 1940 (the “1940 Act”) and amended related rules designed to provide a modernized,...more
11/25/2020
/ Amended Rules ,
Broker-Dealer ,
Derivatives ,
Exceptions ,
Internal Reporting ,
Investment Adviser ,
Investment Company Act of 1940 ,
Investment Funds ,
Investors ,
Mutual Funds ,
New Regulations ,
Policies and Procedures ,
Popular ,
Recordkeeping Requirements ,
Registered Funds ,
Reporting Requirements ,
Repurchase Agreements ,
Risk Assessment ,
Risk Management ,
Rule 18f-4 ,
Rule 6c-11 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Transactions ,
Stress Tests