On May 3, 2023, the U.S. Securities and Exchange Commission (“SEC”) adopted final rules requiring (1) issuers to disclose daily quantitative repurchase data at the end of every quarter in their Form 10-Qs and 10-Ks, (2)...more
On December 14, 2022, the U.S. Securities and Exchange Commission (“SEC”) adopted final rules (1) adding new conditions applicable to Rule 10b5-1 trading plans, (2) requiring disclosure of insider trading policies and...more
12/20/2022
/ 10b5-1 Plans ,
Cooling-Off Rule ,
Disclosure Requirements ,
Disparate Treatment ,
Equity Securities ,
Final Rules ,
Gifts ,
Good Faith ,
Insider Trading ,
Policies and Procedures ,
Securities and Exchange Commission (SEC) ,
Smaller Reporting Companies ,
Trading Plans