On April 22, 2025, Laura D’Allaird, Chief of the SEC’s Cyber and Emerging Technologies Unit (CETU), participated in the Incident Response Forum Masterclass 2025 (Incident Response Masterclass). In the session, titled “SEC...more
5/13/2025
/ Artificial Intelligence ,
Cyber Attacks ,
Cybersecurity ,
Data Privacy ,
Data Security ,
Emerging Technologies ,
Enforcement Actions ,
Financial Institutions ,
Fraud ,
Investment Adviser ,
Regulation S-P ,
Regulatory Agenda ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Technology Sector
On March 20, 2025, the Financial Industry Regulatory Authority, Inc. (FINRA) filed a proposed rule change with the US Securities and Exchange Commission (SEC) to exempt certain business development companies (BDCs) from FINRA...more