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Clawbacks and Incentive-Based Compensation: How to Prepare for the New NASDAQ and NYSE Requirements

In today’s episode of “Just Compensation,” Kate Basmagian, partner in Lowenstein’s Capital Markets & Securities group and chair of the firm's ESG group; Christine Osvald-Mruz, partner in the Employee Benefits & Executive...more

Leading National Trend, California Enacts Sweeping Climate-Disclosure Laws

On Oct. 7, California Gov. Gavin Newsom signed into law two bills—Senate Bill 253 and Senate Bill 261—that will require thousands of public and private companies doing business in California to make broad disclosures of...more

Clawbacks: New Listing Standards for Public Companies

On June 9, 2023, the United States Securities and Exchange Commission (SEC) approved new listing standards for public companies listed on The Nasdaq Stock Exchange (Nasdaq) and the New York Stock Exchange (NYSE). The new...more

Cybersecurity = National Security: How the Investment Management Community Should Prepare for SEC’s Proposed Rules [Video]

In the latest installment of Lowenstein Sandler's Cybersecurity Awareness Series, Ken Fishkin speaks with Kathleen A. McGee, partner in Lowenstein’s The Tech Group and White Collar Criminal Defense practice group; Kate...more

SEC Proposes Rash of New Rules on Cybersecurity

In its efforts to address cybersecurity risks, the U.S. Securities and Exchange Commission (“SEC”) continues to propose rules on cybersecurity. Most recently, on March 15, 2023, the SEC announced its proposal of three...more

SEC Proposes Rules to Enhance ESG Disclosures by Advisers and Registered Funds

On May 25, 2022, the Securities and Exchange Commission (SEC) proposed rules to (i) enhance and standardize the disclosures of Advisers and Registered Funds, related to the incorporation of environmental, social, and...more

SEC Proposes New Rules to Enhance and Standardize Climate-Related Disclosures

Requirements under the proposed rules would include the disclosure of: •Climate-related risks and their actual or likely material impacts on the registrant’s business, financial statements, strategy, and outlook ...more

SEC Proposes New Rules Related to Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure By Public Companies

Requirements under the proposed rules would include the disclosure of: •Material cybersecurity incidents within four business days of the determination that a material cybersecurity incident has occurred in a Form 8-K-...more

Securities and Exchange Commission Adopts Universal Proxies for Contested Director Elections

What You Need To Know: •The new rules require the use of universal proxy cards in all contested elections. •The new rules will take effect on September 1, 2022...more

SEC Approves Nasdaq’s Board Diversity Rules: What Nasdaq-Listed Companies Need To Know

On August 6, 2021, the Securities and Exchange Commission (the SEC) approved a proposal submitted by The Nasdaq Stock Market LLC (Nasdaq) regarding new listing rules that will require Nasdaq-listed companies to disclose...more

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