This memorandum summarizes key U.S. Securities and Exchange Commission (“SEC”) and stock exchange regulatory filing deadlines, new disclosure requirements and general tips and guidance for both U.S. domestic issuers and for...more
12/24/2024
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Artificial Intelligence ,
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XBRL Filing Requirements
On February 15, 2023, the Securities and Exchange Commission (the “Commission”) adopted final rule amendments to shorten the standard settlement cycle for securities broker-dealer transactions from two business days after the...more
On October 10, 2023, the U.S. Securities and Exchange Commission (the “SEC”) issued its final rules modernizing beneficial ownership reporting under Sections 13(d) and (g) of the Securities Exchange Act of 1934 (the “Exchange...more
10/24/2023
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Compliance ,
Deadlines ,
EDGAR ,
Filing Deadlines ,
Final Rules ,
Investors ,
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Schedule 13D ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934