On August 25, 2015, a revised consultation draft of the uniform provincial and territorial Capital Markets Act (CMA) and draft initial regulations under the CMA (Initial Regulations and, together with the CMA, the...more
9/16/2015
/ Business Associates ,
Canada ,
Capital Formation ,
Consultation ,
Crowdfunding ,
Dealers ,
Exemptions ,
Jurisdiction ,
Market Participants ,
Proposed Regulation ,
Provincial Capital Markets Act ,
Securities ,
Securities Dealers
On April 16, 2015, the council of ministers (Council) for the proposed cooperative capital markets regulatory system (Cooperative System) announced that the Cooperative System is now expected to be operational by the fall of...more
Comments on the consultation drafts of the uniform provincial capital markets legislation, Provincial Capital Markets Act (PCMA), and new federal capital markets legislation, Capital Markets Stability Act (CMSA),...more