Insider Trading Policies. As previously discussed in our Winter 2022-2023 Corporate Communicator, the Securities and Exchange Commission (“SEC”) adopted final rules in December 2022 relating to insider trading policy...more
12/31/2024
/ Board of Directors ,
Chevron v NRDC ,
Climate Change ,
Compensation ,
Compliance ,
Cryptocurrency ,
Disclosure Requirements ,
Diversity ,
EDGAR ,
Environmental Social & Governance (ESG) ,
Final Rules ,
First Amendment ,
Form 10-K ,
Glass Lewis ,
Insider Trading ,
Institutional Shareholder Services (ISS) ,
Investors ,
Loper Bright Enterprises v Raimondo ,
Material Nonpublic Information ,
Nasdaq ,
Policies and Procedures ,
Popular ,
Portal ,
Presidential Elections ,
Regulatory Reform ,
SCOTUS ,
Securities ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Stock Appreciation Rights ,
West Virginia v EPA
Clawback Rules. As previously discussed in last Winter’s Corporate Communicator, the Securities and Exchange Commission (“SEC") adopted final rules in October 2022 directing the NYSE and Nasdaq to adopt listing standards that...more
1/2/2024
/ 10b5-1 Plans ,
401k ,
Audits ,
Beneficial Owner ,
Clawbacks ,
Climate Change ,
Compliance ,
Cooling-Off Rule ,
Cybersecurity ,
Disclosure Requirements ,
EDGAR ,
Environmental Social & Governance (ESG) ,
Final Rules ,
Form 10-K ,
Glass Lewis ,
Incentive Compensation ,
Insider Trading ,
Institutional Shareholder Services (ISS) ,
Nasdaq ,
NYSE ,
Passive Investments ,
Popular ,
Price Inflation ,
Quarterly Report ,
Regulation S-K ,
Reporting Requirements ,
Risk Management ,
Rule 10D-1 ,
Rule 14a-8 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Stock Repurchases ,
Supply Chain
COVID-19 Considerations. As companies prepare their annual reports, they should consider refreshing their various disclosures about COVID-19. Particular attention should be given to COVID-19 disclosures in the MD&A, Risk...more
1/3/2022
/ Coronavirus/COVID-19 ,
Cybersecurity ,
Environmental Social & Governance (ESG) ,
Form 10-K ,
Human Capital ,
Labor Shortage ,
MD&A Statements ,
Non-GAAP Financial Measures ,
Regulation S-K ,
Risk Factors ,
Securities and Exchange Commission (SEC) ,
Supply Chain ,
Supply Shortages
Disclosure Simplification (New Rules in Place). In March 2019, the Securities and Exchange Commission (“SEC”) adopted certain amendments as part of its continuing efforts to modernize and simplify provisions of Regulation...more
1/6/2020
/ Corporate Governance ,
Department of Justice (DOJ) ,
Disclosure Requirements ,
Electronic Filing ,
Enforcement Actions ,
Form 10-K ,
GAAP ,
MD&A Statements ,
Mylan Pharmaceuticals ,
Non-GAAP Financial Measures ,
Publicly-Traded Companies ,
Regulation S-K ,
Regulation S-X ,
Securities and Exchange Commission (SEC) ,
XBRL Filing Requirements