Kimberley Crawford

Kimberley Crawford

Butler Snow LLP

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The MCDC Initiative: December Was Just The Beginning

As many of our issuer clients know, as a result of perceived wide-spread violations of post issuance reporting compliance, in 2014 the SEC conducted its “Municipal Continuing Disclosure Compliance Initiative” or the “MCDC...more

6/1/2015  /  Compliance , Disclosure Requirements , Investment Banks , Look-Back Measurement Period , Material Misstatements , MCDC , Municipal Securities Issuers , Securities and Exchange Commission (SEC) , Self-Reporting

Municipalities Continuing Disclosure Cooperation Initiative (MCDC)

We want to make you aware of a new Securities and Exchange Commission enforcement initiative that impacts issuers of municipal bonds or other governmental securities or other persons obligated to provide secondary market...more

7/3/2014  /  Disclosure Requirements , Enforcement , MCDC , Municipal Bonds , Municipal Securities Issuers , Secondary Markets , Securities and Exchange Commission (SEC)
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