Logan Fisher

Logan Fisher

Bressler, Amery & Ross, P.C.

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FINRA Proposes Changes to Modernize its Supervisory Rule as Member Firms Embrace Hybrid Work Environments

On July 15, 2022, FINRA filed with the Securities and Exchange Commission a proposed addition to Rule 3110 (Supervision) to include new Supplementary Material 3110.19 (Residential Supervisory Location). The SEC’s notice...more

8/19/2022  /  Financial Industry Regulatory Authority (FINRA) , Financial Institutions , Financial Services Industry , Securities and Exchange Commission (SEC)
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