Maria Rasmussen

McGuireWoods LLP

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Latest Posts › Fiduciary Duty

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DOL Finalizes 18-Month Fiduciary Rule Delay, Extends Enforcement Policy

The Department of Labor (DOL) on Nov. 29 finalized additional delays to major aspects of its fiduciary rule by formally extending, by 18 months, certain transition period deadlines and applicability dates. Consequently, in...more

12/8/2017 / Best Interest Contract Exemptions , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Fiduciary Rule , Investment Adviser , Prohibited Transactions

ERISA Advisory Council Issues 2016 Report on Benefit Plan Cybersecurity

“Cyber threats cannot be eliminated but they can be managed. Cyber experts say that it is not a question of if you will have a cyber-attack, rather it is a question of when. The next question is what you are going to do about...more

2/6/2017 / AICPA , Cyber Threats , Cybersecurity , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , NIST , Risk Management

DOL Issues First Wave of Fiduciary Rule Guidance

Last week, the U.S. Department of Labor (DOL) issued long-awaited guidance in the form of answers to 34 frequently asked questions (the FAQs) on its final rule (the Rule) for determining when a party is a fiduciary, by virtue...more

11/4/2016 / Best Interest Contract Exemptions , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Financial Adviser , Financial Institutions , Individual Retirement Account (IRA) , PTEs , Retirement Plan

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