Mark Plichta

Mark Plichta

Foley & Lardner LLP

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SEC Charges Insiders for Violations of Section 16(a) and Section 13

On September 10, 2014, the Securities and Exchange Commission announced charges against 28 officers, directors, and major shareholders for violating federal securities laws requiring them to report information about their...more

9/17/2014  /  Board of Directors , Corporate Officers , Enforcement Actions , Filing Requirements , Insider Trading , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Exchange Act , Shareholders , Strategic Enforcement Plan
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