Matthew Kerfoot

Dechert LLP

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CFTC Approves Final Rule on Margin Requirements for Uncleared Swaps

The U.S. Commodity Futures Trading Commission (CFTC) approved on December 16 final rules (Final Rules) on margin requirements for over-the-counter uncleared swaps entered into by CFTC-registered swap dealers (SDs) and major...more

12/21/2015 / CFTC , Final Rules , Major Swap Participants , Margin Requirements , Over The Counter Derivatives (OTC) , Swap Dealers , Swaps , Uncleared Swaps

CFTC Permits Additional Third-Party Recordkeepers for Registered CPOs

The Division of Swap Dealer and Intermediary Oversight (DSIO Staff) of the U.S. Commodity Futures Trading Commission (CFTC) issued exemptive relief on September 8, 2014 to permit a registered commodity pool operator (CPO) to...more

9/16/2014 / CFTC , CPO , Recordkeeping Requirements , Securities and Exchange Commission (SEC) , Swap Dealers , Third-Party Service Provider

CFTC Issues Guidance on Block Trade and Large Notional Off-Facility Swap Rules; Advisers Must Obtain Consents

The U.S. Commodity Futures Trading Commission (“CFTC”) has issued final rules (“Final Rules”) setting minimum block trade sizes for different types of CFTC regulated swaps that are permitted to be executed off-facility and...more

9/10/2013 / Block Trades , CFTC , Disclosure Requirements , Dodd-Frank , Final Rules , Investment Adviser , Swap Dealers , Swaps

CFTC Issues Broad Securitization Industry Relief on Commodity Pool Regulation

On Friday, December 7, 2012, the U.S. Commodity Futures Trading Commission (CFTC), through its Division of Swap Dealer and Intermediary Oversight (Division), issued a letter which provides broad relief for certain segments of...more

12/13/2012 / CFTC , Commodity Pool , No-Action Relief , Securitization Vehicles , Swap Dealers

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