On July 30, 2021, the SEC posted 14 Notices of Covered Actions, after which individuals have 90 calendar days to apply for a whistleblower award. As discussed in our prior post, the SEC publishes these Notices for cases in...more
9/7/2021
/ Breach of Duty ,
Corporate Misconduct ,
Criminal Investigations ,
Enforcement Actions ,
False Statements ,
Misleading Statements ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Violations ,
Unregistered Securities ,
Whistleblower Awards ,
Whistleblowers ,
Wire Fraud
On May 27, 2021, the United States District Court for the Southern District of Florida dismissed a securities class action against Carnival Corp. (“Carnival”), which operates the world’s largest cruise company, relating to...more
On April 10, 2021, the United States District Court for the Southern District of Florida dismissed a securities class action complaint against Norwegian Cruise Lines (“NCL”) relating to the company’s disclosures made as the...more
5/4/2021
/ Class Action ,
Form 10-K ,
Material Misstatements ,
Pleading Standards ,
PSLRA ,
Puffery ,
Rule 10(b) ,
Rule 10b-5 ,
Safe Harbors ,
Scienter ,
Securities Exchange Act ,
Securities Fraud ,
Securities Litigation