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SEC Amends Investment Company Liquidity Rule Disclosure Requirements

The U.S. Securities and Exchange Commission has adopted amendments to certain disclosure requirements of open-end investment companies – including exchange-traded funds, but excluding money market funds – (collectively,...more

SEC Staff Issues FAQs on the Investment Company Reporting Modernization Rules and Forms

The staff of the U.S. Securities and Exchange Commission’s (SEC) Division of Investment Management (Staff) on July 18, 2017, released answers to frequently asked questions (FAQs) about the rules and forms relating to...more

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