Meredith Ashlock

Cooley LLP

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Updated Marketing Rule FAQ Relieves Fund Managers From Calculating Investment-Level Net Returns

On March 19, 2025, staff from the Securities and Exchange Commission (SEC staff) updated its prior guidance regarding the requirement to show net returns of an individual investment, or subset of investments, in compliance...more

4/4/2025  /  Disclosure Requirements , Fund Managers , Investment Advisers Act of 1940 , Investment Management , Marketing , Private Equity , Registered Investment Advisors , Reporting Requirements , Securities and Exchange Commission (SEC) , Venture Capital

SEC Staff Takes Steps to Allow Funds to More Comfortably Fundraise Under Rule 506(c)

On March 12, 2025, staff from the Securities and Exchange Commission (SEC staff) issued new guidance regarding Rule 506(c) of Regulation D under the Securities Act of 1933 (Securities Act). We expect that such guidance will...more

3/21/2025  /  Accredited Investors , Financial Services Industry , Investment Adviser , Investment Funds , Private Funds , Regulatory Requirements , Rule 506(c) , Securities and Exchange Commission (SEC) , Securities Regulation
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