On May 12, 2015, the Financial Industry Regulatory Authority (“FINRA”) issued an interpretive letter (the “Letter”) permitting the use of Related Performance Information (as defined below) in communications distributed solely...more
On July 23, 2014, the Securities and Exchange Commission (the SEC) adopted final rules governing the structure and operation of money market funds, in a release adopting amendments to Rule 2a-7 under the Investment Company...more
8/7/2014
/ Dodd-Frank ,
Final Rules ,
Floating NAV ,
Investment Company Act of 1940 ,
IRS ,
LiquidAlts ,
Money Market Funds ,
Mutual Funds ,
Redemption Gates ,
Securities and Exchange Commission (SEC) ,
U.S. Treasury
On July 23, 2014, the Securities and Exchange Commission (the SEC) adopted final rules governing the structure and operation of money market funds. These rules are discussed in a release adopting amendments to Rule 2a-7 under...more