More than a month has passed since the 4 November compliance date for the Securities and Exchange Commission’s (SEC) Modernized Marketing Rule for Investment Advisers (the Marketing Rule or the Rule), and many in the industry...more
AGENDA -
- 2018 Overview
- Industry Challenges
- Key Trends Through 2020
- Roaring 20’s
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AGENDA -
• Overview of the GIPS Standards
• Goals of the CFA Institute for the 2020 GIPS Standards
• Material Changes to the GIPS Standards
• Changes from the 2010 edition to 2020 edition
• Changes from the Exposure...more
On June 28, 2019, the CFA Institute published the 2020 edition of the Global Investment Performance Standards (the “2020 Standards”). The Global Investment Performance Standards (“GIPS”) are voluntary ethical standards that...more
An engaging discussion that focuses on the upcoming release of the Exposure Draft of the 2020 GIPS standards.
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Sections:
- Executive Summary
- Material Changes Proposed by the Exposure Draft
- Effect of the Proposed Revisions Certain Investment Managers and Transactions -
Executive Summary -
On August 30, 2018 the CFA...more
The CFA Institute GIPS Executive Committee (the “Executive Committee”) recently issued a consultation paper related to the commencement of its GIPS 20/20 initiative (the “Consultation Paper”). The GIPS 20/20 initiative is an...more
The CFA Institute recently released its Exposure Draft of the Guidance Statement on Broadly Distributed Pooled Funds (the “Proposed Guidance”) intended for firms that claim compliance with the Global Investment Performance...more