Michael Lohnes

Michael Lohnes

Katten Muchin Rosenman LLP

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Financial Markets and Funds Quick Take | Issue 39

Katten's Financial Markets and Funds Quick Take is a monthly newsletter highlighting key noteworthy developments potentially affecting financial markets and funds....more

6/26/2025  /  CFTC , Cryptocurrency , Financial Institutions , Financial Markets , Investment Funds , Private Funds , Proposed Rules , Regulatory Reform , Regulatory Requirements , Securities and Exchange Commission (SEC)

SEC Requests Stay of CAT-Related Class Action Proceedings

On June 11, the Securities and Exchange Commission (SEC) requested a stay of proceedings in a pending class action lawsuit challenging the SEC’s implementation of the Consolidated Audit Trail (CAT). The SEC’s rationale for...more

6/17/2025  /  Class Action , Constitutional Challenges , Popular , Regulatory Reform , Rulemaking Process , Securities and Exchange Commission (SEC) , Securities Litigation , Securities Regulation , Stays

SEC Signals Reevaluation of CAT Reporting Amid Broader Transparency and Regulatory Reform Efforts

Securities and Exchange Commission (SEC) Chairman Paul S. Atkins recently directed SEC staff to conduct a review of the Consolidated Audit Trail (CAT), focusing on the escalating costs, reporting requirements, and...more

5/30/2025  /  Cryptocurrency , Cybersecurity , Data Collection , Digital Assets , Financial Services Industry , Regulatory Reform , Regulatory Requirements , Reporting Requirements , Securities and Exchange Commission (SEC)
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