Michael Rosensaft

Katten Muchin Rosenman LLP

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Latest Posts › Department of Justice (DOJ)

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Department of Justice Settles Virtual Currency Enforcement Action

The US Attorney’s Office in the Northern District of California recently settled an enforcement action against Ripple Labs Inc., a Delaware corporation providing virtual currency exchange services. According to the settlement...more

5/21/2015 / Bank Secrecy Act , Department of Justice (DOJ) , Enforcement Actions , Internal Controls , Money Services Business , Virtual Currency

Corporate & Financial Weekly Digest - Volume X, Issue 19

In This Issue: - FINRA's NAC Strengthens Sanction Guidelines Related to Fraud and Suitability - CFTC Revises Interpretation on Forward Contracts with Embedded Volumetric Optionality - CFTC Requests Public...more

5/18/2015 / Banking Sector , Broker-Dealer , CFTC , Chicago Mercantile Exchange (CME) , Class Action , Department of Justice (DOJ) , Financial Industry Regulatory Authority (FINRA) , Financial Institutions , Virtual Currency

ArthroCare to Pay $30 Million Fine to Settle DOJ Probe

On January 7, Texas-based surgical instrument maker ArthroCare Corp. entered into a deferred prosecution agreement (DPA) to resolve a six-year-long US Department of Justice (DOJ) investigation into allegations of a $400...more

1/16/2014 / Department of Justice (DOJ) , Enforcement Actions , Securities Fraud , Settlement

Concurrent Resolution of FCPA, Export Controls and Sanctions Violations Demonstrates Close Cooperation of Federal Agencies

On November 26, the Department of Justice (DOJ) and the Securities and Exchange Commission announced an agreement with three subsidiaries of Swiss oil services company Weatherford International Ltd. to settle Foreign Corrupt...more

12/17/2013 / Department of Justice (DOJ) , Export Controls , Exports , Foreign Corrupt Practices Act (FCPA) , International Emergency Economic Powers Act (IEEPA) , Securities and Exchange Commission (SEC) , Trading with the Enemy Act

SEC and Department of Justice Release Detailed FCPA Resource Guide

On November 14, the Criminal Division of the Department of Justice and the Enforcement Division of the Securities and Exchange Commission released long-awaited guidance on the Foreign Corrupt Practices Act (FCPA)...more

11/20/2012 / Compliance , Department of Justice (DOJ) , FCPA Resource Guide , Foreign Corrupt Practices Act (FCPA) , Securities and Exchange Commission (SEC)

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