Investor access to private funds is expanded under the SEC’s proposed rule amending the “accredited investor” definition.
In this Bottom Line videocast, Michael Voynich and Nicholas Rinaldi discuss:
the impact to Regulation...more
Hear how proposed changes to the Advertising Rule and the Solicitation Rule under the Investment Advisers Act could affect private funds and their sponsors.
In this Bottom Line videocast, Michael Koffler and Michael Voynich...more
2/10/2020
/ Asset Management ,
Cash Solicitation Rule ,
Fund Sponsors ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
Investment Management ,
Investors ,
Private Funds ,
Proposed Amendments ,
SEC Advertising Rule ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
On December 10, 2013, the Federal Reserve Board (FRB), the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency (OCC), the Securities and Exchange Commission, and the Commodity Futures...more
1/15/2014
/ Antitrust Provisions ,
Bank Holding Company Act ,
Banks ,
CFTC ,
Collateralized Debt Obligations ,
Dodd-Frank ,
FDIC ,
Federal Reserve ,
OCC ,
Private Funds ,
Proprietary Trading ,
Securities and Exchange Commission (SEC) ,
Volcker Rule
During an open meeting of the U.S. Securities and Exchange Commission (the SEC) on July 10, 2013, the SEC adopted a rule that lifts the ban on general solicitation of unregistered securities offerings and paves the way for...more