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Criminal Case Round-Up: Recent Prosecutions Involving Financial Institution Officers

The Department of Justice (“DOJ”) has been very active in the Bank Secrecy Act (“BSA”) / Anti-Money Laundering (“AML”) space, as reflected by a recent series of individual prosecutions and corporate non-prosecution agreements...more

New York Court of Appeals Overturns Two Murder Convictions Over Closed Courtrooms

Summary - In People v. Reid and People v. Muhammad, the New York Court of Appeals overturned murder convictions due to violations of defendants’ Sixth Amendment right to open courtrooms. In both cases, the trial courts had...more

DOJ Releases Guidance on Corporate Practices Concerning Employees’ Use of Personal Devices, Communications Platforms, and...

Summary - The U.S. Department of Justice issued a revised policy for Evaluation of Corporate Compliance Programs (ECCP), with new guidance on how the DOJ will consider corporate procedures for employees’ business-related...more

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