Philip Dodd

Ballard Spahr LLP

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SEC’s Division of Corporation Finance Releases Four COVID-19 Related FAQs

On May 4, 2020, the staff of the Division of Corporation Finance (the Staff) of the United States Securities and Exchange Commission (Commission) released guidance in the form of four frequently asked questions (FAQs) related...more

5/8/2020 / Coronavirus/COVID-19 , Disclosure Requirements , Division of Corporate Finance , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Chairman and Division of Corporation Finance Director Release Public Statement on COVID-19 Impact Disclosure in Earnings...

On April 8, 2020, Jay Clayton, Chairman of the Securities and Exchange Commission (Commission), and William Hinman, Director of the Commission’s Division of Corporation Finance, released an unusual public statement addressing...more

4/16/2020 / Coronavirus/COVID-19 , Corporate Governance , Disclosure Requirements , Earnings Reports , Economic Downturn , Public Statements , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Releases Two Additional C&DIs Related to Its COVID-19 Order Extending Certain Conditional Exemptions from Reporting and Proxy...

On April 6, 2020, the Securities and Exchange Commission (Commission) updated its Exchange Act Forms Compliance and Disclosure Interpretations (C&DIs) by answering two questions related to the Commission’s March 25, 2020,...more

4/11/2020 / C&DIs , Corporate Governance , Disclosure Requirements , Proxy Statements , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

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