Philip Dodd

Philip Dodd

Ballard Spahr LLP

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SEC Modernizes Shareholder Proposal Rule

The Securities and Exchange Commission announced that it adopted amendments to modernize Rule 14a-8—the shareholder proposal rule, which governs the process for a shareholder to have its proposal included in a public...more

9/30/2020  /  Corporate Governance , Modernization , Proxy Season , Proxy Statements , Publicly-Traded Companies , Rule 14a-8 , Securities and Exchange Commission (SEC) , Shareholder Proposals

SEC Releases Two Additional C&DIs Related to Its COVID-19 Order Extending Certain Conditional Exemptions from Reporting and Proxy...

On April 6, 2020, the Securities and Exchange Commission (Commission) updated its Exchange Act Forms Compliance and Disclosure Interpretations (C&DIs) by answering two questions related to the Commission’s March 25, 2020,...more

4/11/2020  /  C&DIs , Corporate Governance , Disclosure Requirements , Proxy Statements , Publicly-Traded Companies , Securities and Exchange Commission (SEC)
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