The SEC’s Division of Enforcement intends to remain a “cop on the beat,” and will refocus on traditional core enforcement areas, such as insider trading, accounting and disclosure fraud, market manipulation, and breaches of...more
5/27/2025
/ Cryptocurrency ,
Cybersecurity ,
Emerging Technologies ,
Enforcement Actions ,
Enforcement Priorities ,
Fiduciary Duty ,
Financial Crimes ,
Financial Institutions ,
Foreign Adversaries ,
Fraud ,
Insider Trading ,
Investment ,
Investment Adviser ,
Liability ,
Retail Investors ,
Securities and Exchange Commission (SEC) ,
Securities Fraud ,
Securities Regulation ,
Transparency
On April 1, 2025, the United States Court of Appeals for the First Circuit overturned a $93 million judgment issued against Commonwealth Financial Network (“Commonwealth”) nearly one year ago in a case by the Securities and...more
On this Ropes & Gray podcast, partners Greg Demers, Amy Kossak, Dan O’Connor, and associate Kendall Dacey provide updates on the SEC’s whistleblower program, False Claims Act enforcement, and recent federal laws supporting...more
On October 22, 2024, the Securities and Exchange Commission (“SEC”) filed settled enforcement orders involving four current and former public companies – Unisys Corp., Avaya Holdings Corp., Check Point Software Ltd, and...more
11/1/2024
/ Corporate Governance ,
Cybersecurity ,
Data Breach ,
Disclosure Requirements ,
Enforcement Actions ,
Failure To Disclose ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
SolarWinds