The U.S. Commodity Futures Trading Commission (CFTC) proposed amendments last month to the regulations governing its whistleblower bounty program. A number of the changes are aimed at more closely aligning the CFTC’s...more
9/14/2016
/ BlueLinx Holdings ,
CFTC ,
Comment Period ,
Commodities ,
Commodity Exchange Act (CEA) ,
Confidentiality Agreements ,
Dodd-Frank ,
Financial Institutions ,
Financial Markets ,
Health Net ,
KBR (formerly Kellogg Brown & Root) ,
Popular ,
Rule 21F ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Whistleblowers
The annual “SEC Speaks Conference,” where the U.S. Securities and Exchange Commission (SEC) and its senior staff review the major developments from the prior year, and preview the SEC’s enforcement priorities for the upcoming...more
The annual “SEC Speaks” conference, in which Securities and Exchange Commission (SEC) representatives review the agency’s efforts over the past year and preview the year to come, was held on February 22-23, 2013. A...more
2/25/2013
/ CFTC ,
Citigroup ,
Crowdfunding ,
Dodd-Frank ,
Enforcement ,
Financial Industry Regulatory Authority (FINRA) ,
FSOC ,
Funding Portal ,
Insider Trading ,
Investor Protection ,
JOBS Act ,
Mary Jo White ,
Securities and Exchange Commission (SEC) ,
Whistleblowers