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SEC’S Expansive View of “Accounting Controls” Draws Unusual Dissent from Two Commissioners

On October 15, 2020, the Securities and Exchange Commission issued a settled administrative order charging Andeavor LLC with failing to devise and maintain adequate internal controls surrounding its buyback of company stock...more

Messages for Public Companies from the SEC’s Spate of September Enforcement Actions

The United States Securities and Exchange Commission wrapped up its fiscal year on September 30, 2019 with a flurry of enforcement actions filed in the final weeks of the month. These cases will provide fodder for analysis...more

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