On Dec. 18, 2019, the Securities and Exchange Commission (SEC or Commission) proposed amendments to broaden the definition of “Accredited Investor” under Regulation D to cover a broader group of investors, including adding...more
12/20/2019
/ Accredited Investors ,
Comment Period ,
Fund Managers ,
Hedge Funds ,
Investment ,
Investment Funds ,
Investment Management ,
Private Equity ,
Private Funds ,
Proposed Amendments ,
Regulation D ,
Regulatory Agenda ,
Retail Investors ,
Rulemaking Process ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
On June 18, 2019, the SEC issued a concept release requesting comments on, among other things, whether to liberalize the definition of “Accredited Investor” under Regulation D to cover a broader group of investors, including...more
7/1/2019
/ Accredited Investors ,
Comment Period ,
Fund Managers ,
Investment Opportunities ,
Private Funds ,
Public Comment ,
Regulation D ,
Regulatory Standards ,
Retail Investors ,
Rulemaking Process ,
Securities and Exchange Commission (SEC)
Investors that own large stakes in a bank can trigger the Federal Reserve’s oversight if they have “controlling influence” over the bank. ...more
6/4/2019
/ Bank Holding Company Act ,
Banking Regulators ,
Board of Directors ,
Comment Period ,
Controlling Stockholders ,
Corporate Governance ,
Federal Reserve ,
Financial Institutions ,
FinTech ,
Investors ,
Stock Ownership ,
Threshold Requirements ,
Transparency